Principle Compliance specializes in building effective corporate ethics and compliance programs. We excel in both strategy and execution for corporations looking to launch, augment or maintain a fit-for-purpose compliance program.
Our mission is to help clients foster a culture of integrity and mitigate compliance risks so that they can focus on achieving business goals.
We work with companies of any size and at any stage of their programs. We have the passion, expertise, business acumen and agility to meet and exceed client expectations.
MEET OUR PRINCIPAL
Our Principal Consultant, Caveni Wong, has 20 years of strategic and hands-on experience and goes beyond providing advice to getting things done. Our use of change management strategies helps ensure that client initiatives don’t just look good on paper but are adopted by employees.
She is a Certified Compliance and Ethics Professional (CCEP), holds a BA from the University of California, Los Angeles and an MBA from Duke University.
Our Beliefs:
- High ethical standards lead to compliance, not necessarily vice versa.
- People want to do the right thing – they just need support and a little reminder.
- Ethics and compliance professionals should be the “ambassadors” of good conduct, not its police.
- Lack of creativity is a bigger constraint to a successful program than the lack of resources.
- Good compliance programs require change management and good marketing.
- Effective compliance professionals know how to “make friends and influence people.”